SSGA Marketing Compliance Analyst, Officer (Boston)

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Job Description

for full job description or to apply online, https://careers.statestreet.com/global/en/job/R-658965/SSGA-Marketing-Compliance-Analyst-Officer

Marketing Compliance Analyst, Officer

State Street Global Advisors (SSGA) is a global leader in institutional asset management, entrusted with more than $3.12 trillion in assets. SSGA’s Marketing Compliance team works to ensure that SSGA meets all regulatory requirements globally with respect to public communications (marketing, advertising, social media) and is a trusted partner for clients on regulatory and compliance issues.

SSGA is currently recruiting a Compliance Analyst, Officer within its Marketing Compliance team.  The Analyst will be responsible for providing assistance in the execution and oversight of SSGA’s marketing compliance activities.

Primary responsibilities will include:

  • Assisting with the review of marketing and advertisement communications for compliance with applicable regulatory requirements.
  • Assisting in the drafting of policies and procedures related to SSGA’s marketing and advertising efforts.
  • Assisting with regulatory filings.
  • Interpreting and applying relevant regulatory guidance.
  • Consulting with business partners with respect to media campaigns and communications plans.
  • Assisting team management in achieving team goals and initiatives.
  • Performing ongoing monitoring of business partner activities to ensure consistency with regulatory requirements and applicable firm policies and procedures.
  • Collaborating with global colleagues with respect to team projects and deliverables.
  • Assisting in the design and execution of monitoring activities.
  • Collaborating with business partners to resolve compliance issues.
  • Provide strong compliance support and execution with respect to all ad-hoc projects.

Qualifications:

  • Undergraduate college degree required.
  • 1-3 years of compliance experience with an SEC registered investment adviser or FINRA member broker/dealer.
  • Understanding of the regulatory environment with respect to investment advisers and/or broker/dealers, including the Investment Advisors Act of 1940 and FINRA Rule 2210.
  • Strong communication and interpersonal skills.
  • The ability to work with colleagues to devise pragmatic and creative solutions.
  • Strong abilities in analytical thinking, problem solving, research, and time management.
  • Excellent attention to detail required and conscientious work-ethic.
  • Ability to manage multiple simultaneous tasks in a high-pressure, deadline-driven environment.
  • Ability to work both independently and collaboratively.

Personal Characteristics

  • Strong judgment, the ability to engender trust, and forge strong relationships.
  • Team player with a “can do” attitude.
  • Ability to work with a sense of urgency and diligence.
  • Calm demeanor, tolerance for ambiguity, and confidence.
  • Sense of humor.

For more than three decades, sophisticated investors worldwide have benefited from State Street’s disciplined, precise investment process and powerful global platform offering access to every major asset class, capitalization range and style across the indexing and active spectrums. Our mission, plain and simple, is helping our clients achieve financial security. Since this means something different for each investor, we devote significant time up front to thoroughly understand their specific needs, and then apply our experience and intellectual rigor across a broad toolkit to develop and manage thoughtful, targeted solutions aimed at ensuring their success. The firm employs more than 2,700 people globally, and has nine investment centers across the Americas, Europe and Asia.  SSGA is the investment management arm of State Street Corporation, one of the world’s leading providers of financial services to institutions.

for full job description or to apply online, https://careers.statestreet.com/global/en/job/R-658965/SSGA-Marketing-Compliance-Analyst-Officer

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